Home
Search results “Registered investment advisor register”
Registered Investment Advisor (RIA) Registration 101
 
13:09
A brief 12 minute overview of the basics of the RIA registration process for those considering starting their own RIA firm. Topics covered include" the assets under management threshold for SEC or state registration, some common SEC registration exceptions, common state registration triggers, and the individual investment advisor process administered at the state level.
Views: 10216 RIA in a Box
Who is a fee-only SEBI registered investment advisor? Why they are important?
 
09:56
This is my list of fee-only SEBI registered investment advisors https://freefincal.com/list-of-fee-only-financial-planners-in-india/ You can work with one of them
How does a SEBI Registered investment Advisor firm advice by Taresh Bhatia
 
03:08
How does a SEBI Registered investment Advisor firm advice-by Taresh Bhatia CFP Advantage Financial Planners LLP is registered with SEBI under the Investor Advisor Regulation 2013. 1. Only if registered, then only anyone can give advice & charge a fee. 2. No Commission. 3. Working as a Fiduciary. 4. Based on your Financial Plan, the firm helps & assist in Online Direct Mutual Fund. Monitor Progress. 5. You Control, we assist you. 6. Review. 7. Rebalance. 8. Initiate STP,SWP,SIP. 9. Select Right Funds based on 15 Parameters. A Film How does a SEBI Registered investment Advisor firm advice-by Taresh Bhatia CFP PRODUCED BY ADVANTAGE FINANCIAL PLANNERS LLP CONCEPTUALISED & EDITED BY TARESH BHATIA DIRECTED BY MEGHNA CREATIVE BY BHAVIKA CAMERA BY RAVI CERTIFIED FINANCIAL PLANNERCM and CFPCM are certification marks owned outside the U.S. by Financial Planning Standards Board Ltd. (FPSB). Financial Planning Standards Board India is the marks licensing authority for the CFPCM marks in India, through agreement with FPSB. For more information: visit: www.advantagefp.in or call +919810144683 © Copyright 2018 Advantage Financial Planners LLP All rights reserved.
Views: 2303 Taresh Bhatia
Starting out as a Registered Investment Advisor: A Primer on RIAs’ Compliance Obligations
 
40:50
Learn about the basic compliance rules and obligations facing new registered investment advisors, including registration rules, internal procedures you’ll need to adopt and documents to maintain. Find out about third-party services that can help you set up as an advisor and meet your ongoing compliance efforts. We will provide an overview of many of the key compliance issues new RIAs face including: • Registration requirements and filings; • What it means to have “custody” over client funds and assets; • Advertising your services to clients, including limits on performance advertising and use of testimonials; • What you should (and should not) include in your agreement with your clients; • Fee arrangements with clients; • Written compliance policies and procedures and a formal Code of Ethics; • Books and records obligations; and • Ongoing regulatory filing obligations. This webinar will highlight the key things to know in these areas and the information and services that Interactive Brokers and third-party providers offer to help advisors address these requirements. So please join us for this informative overview of registered investment advisors’ legal and compliance obligations, and the services available to advisors. The contents of this presentation have been prepared for educational and information purposes only and do not constitute legal advice or opinions.
Views: 4847 Interactive Brokers
What’s a Registered Investment Advisor?
 
02:28
Learn what it means to be a Registered Investment Advisor, and how RIAs differ from other financial advisors.
Views: 294 TDA4advisors
Do I Need to Register? And Other Tips for Newly Registered Investment Advisers
 
00:46
Do I need to be registered as an investment adviser under the Dodd-Frank Act Amendments to Investment Advisers Act? Foley Partner Stuart Fross highlights some thoughts for advisers on that question and tips for those who answer yes.
Becoming an RIA or Registered Investment Advisor
 
01:59
· Registered Investment Advisors are independent contractors -- which means they're self-employed or employees of their own firms. In many states, they're required register and hold either a Series 65 license - or a combination of Series 7 and 66. · How do they make their money? For portfolio management, the fee's typically a percentage of the client's total portfolio. But they could also charge hourly or flat fees. · RIAs evaluate client needs + risk tolerance, then recommend appropriate investments. · RIAs may offer other wealth management services, like retirement, trust, tax, charitable giving, estate and financial planning.
Views: 8144 wallstreetetv
Ivy League Financial Advisors - RIA vs. Broker
 
04:39
An Ivy League whiteboard animation comparing the differences between a Registered Investment Advisor and a Broker.
Becoming An RIA – Startup Costs And Getting Funding To Start A Financial Advisor Business
 
21:47
An "#OfficeHours with Michael Kitces" Periscope - what is the startup cost to become a financial advisor and launch your own RIA, and why it is so difficult to get funding for your advisory firm? For further details, see https://www.kitces.com/blog/becoming-an-ria-startup-costs-and-getting-funding-to-start-a-financial-advisor-business/
Views: 11788 Michael Kitces
15) Explain Registered Representative Vs Registered Investment Advisor?
 
02:03
15) Explain Registered Representative Vs Registered Investment Advisor?
Views: 1436 Mr1DVD
Registered Investment Advisers
 
03:09
A recent trend in the investment industry is stockbrokers leaving their brokerage firms to become registered investment advisers. The difference between registered investment advisers and stockbrokers is that investment advisers are paid money in exchange for the advice they give. For more information, visit: http://www.investorclaims.com/Common-Questions/Brokers/Registered-Investment-Advisers.aspx
Views: 13 Meyer Wilson
SEBI INVESTMENT ADVISORY GUIDELINES 2013
 
11:18
A VERY WISE MAN ONCE SAID WEALTH IS NOT CREATED IT IS SAVED AND IN TODAY'S CONTEXT IT IS A PROCESS OF GOOD INVESTMENT PRACTICES. SO, TO INVEST IS A GIVE FOR WEALTH CREATION. NOW TO THE PROCESSES, DO YOU GO THROUGH AN ADVISOR. DO YOU DECIDE FOR YOURSELF. HOW MUCH SHOULD YOU PAY AN ADVISOR, SHOULD THEY BE HELD ACCOUNTABLE IF RETURNS ARE LOWER THAN BENCHMARKS. WELL, YOU CAN REST EASY BECAUSE ALL OF T
Views: 6739 CNBC-TV18
Our Journey from B/D to fee-only RIA - Should You Join or Start an RIA?
 
17:51
Nate and Clint discuss how they opened their own Registered Investment Advisor (RIA) firm, leaving a previous career in the broker-dealer (B/D) space. They discuss the attractiveness of the RIA structure, the advantages of the fiduciary standard, and the mistakes they made along the way. They give advice to those that are looking to start their own RIAs or join an existing one. Currently, Walkner Condon Financial Advisors is a fee-only RIA located in Madison, WI.
Trending Topics for Registered Investment Advisors
 
31:24
Steve Wilkes explores some of the Currently Trending Topics in the Investment Advisers Act. Webinar from September 10, 2014
Views: 84 wagnerlawgroup
SEBI registered Investment Advisors - Share Investment Tips
 
10:07
SEBI registered Investment Advisors - Share Investment Tips In this video i have explained about how to find registered investment advisors from SEBI website. Thanks For MY SUBSCRIBERS. Thanks for - LIKE | COMMENT | SHARE ----------------------------------------------------------------------------------------- FOR MORE VIDEOS, ----------------------------------------­--------------------- Share Trading in Tamil - 1 https://youtu.be/AVM-7Ip-x_0 Share Trading in Tamil - 2 https://youtu.be/AdhV_Na8lY0 Share Trading In Tamil - 3 https://youtu.be/AwNZf0QL1wI Share Trading In Tamil - 4 https://youtu.be/xSdE1DdgO5A Share Trading In Tamil - 6 https://youtu.be/xAqOrQfuXiE Share Trading In Tamil - 7 https://youtu.be/rd7A0vVNDpM Share Trading In Tamil - 8 https://youtu.be/BSisoqA69rQ Share Trading in Tamil - 9 https://youtu.be/vGn7yO5lPUw Best Strategy https://youtu.be/wiXrguFRxjc Tips with NSE website https://youtu.be/9_wEjDNkojI Earning Proof https://youtu.be/RwfMBTXTTzc Types Of traders https://youtu.be/Gf2BXYqsS64 What is passive income in tamil https://youtu.be/L4d_F1itVvs How to get Rich https://youtu.be/JoCP1Gf48Kw Crude Oil Basic Tips in tamil https://youtu.be/ytdSDVMuQnQ Technical Words in Trading https://youtu.be/4S22lqoT_R0 How to use stop loss https://youtu.be/WC-jVqqoSa0 Tema https://youtu.be/-2P-feF6FWk Trix Indicator https://youtu.be/inyjEYaokjs Investment Basics https://youtu.be/3eZ76Gg2azI OPTIONS TRADING *************** Options Intro - In Tamil https://youtu.be/qxHFKgJRtfI Options Trading - 1 https://youtu.be/IzzbWkncFiA Options Trading - 2 https://youtu.be/UI_OBQ_R59Y options Trading - 3 https://youtu.be/1NFf7n9hrFY Options Analysis https://youtu.be/YupE_k5S9to YOUTUBE TRAINING VIDEOS *********************** New Youtubers Training https://youtu.be/URD8GxzTwU0 1 video 300 subs https://youtu.be/tAa6KNMZimE Earn from Youtube https://youtu.be/WvWdc3ZFrNA Voice Recording Without Noise https://youtu.be/tPLN2-E9jA8 Youtube Dark Theme https://youtu.be/T9a2x5g3oxM Moto C SPEC https://youtu.be/fPUngMwHJYE What is Ransomware virus https://youtu.be/-E-Hwt8KL7Q ---------------------------------------­----------------------- Thanks, Muthukumar TAMIL SHARE CHANNEL
Views: 9772 Tamil Share
State Registration Requirements
 
00:49
Lexington Compliance and RIA in a Box offer guidance for the requirements for an investment advisor to register in additional states. The RIA state registration process is something that all state-registered RIA firms should consider as a mandatory element of firm compliance.
Views: 2115 RIA in a Box
Wall Street Vs. Registered Investment Advisor
 
12:48
Do you get your financial and retirement advice from the Big Wall Street Firms? Does your financial planner have a fiduciary liability? Can you continue to follow the same advice that has led to investors and retirees money getting decimated in market crashes? - Cody Crawford Advisory services are offered through First American National Advisors, an SEC Registered Investment Advisor. Any and all content on this video should be in no way construed or interpreted as a solicitation to sell or offer services on the others behalf. Founders Group does not offer legal or tax advice.
Views: 198 Founders Group
Do I need a Registered Investment Advisor?
 
00:49
What is a financial planner, and how do I tell the difference?
Views: 134 PDS Planning, Inc.
SEC vs State Registration
 
01:56
Lexington Compliance and RIA in a Box outline the steps to determine if your RIA firm requires state registration or SEC registration. Due to the Dodd-Frank legislation, the RIA registration process for state vs. SEC investment advisor registration has slight differences in eligibility. Consult this video along with RIA in a Box and Lexington Compliance to determine the proper jurisdiction for RIA registration.
Views: 2601 RIA in a Box
Preparing for a Regulatory Exam
 
08:46
This video provides tips for preparing for a regulatory exam. For more compliance tips visit www.ria-compliance-consultants.com. During this video, RIA Compliance Consultants discusses Section 204 of the Investment Advisers Act of 1940, which grants the U.S. Securities and Exchange Commission ("SEC") the authority to conduct, at any time, examinations of registered investment advisers. The SEC deems it necessary to conduct such examinations in efforts to protect an investment adviser's clients and investors. One of our compliance consultants discuss the role of the SEC's Office of Compliance Inspections and Examinations ("OCIE") and the goals the OCIE is hoping to achieve by conducting regulatory examinations. Regulatory examinations may be unique to each audited registered investment adviser; however, during this webinar, our compliance consultant discusses the examination process, providing an overview of the process and recommendations for handling the proceeding. Our compliance consultant outlines a recent OCIE report which identifies the current select focus areas regulators are directing their examinations towards, while also providing an overview of key topics covered during 2010 investment adviser examinations. State registered investment advisers must also be prepared for a state securities administrator examination and our compliance consultant provides tips and information for state registered investment advisers. As indicated this webinar focuses on providing tactical tips for preparing for a regulatory examination and will provide viewers with the OCIE core initial request for information. RIA Compliance Consultants, Inc. is a compliance consulting firm. It is not a law firm and does not provide legal services. This video is offered only for educational purposes, is limited, and may not apply to an investment adviser's specific situation. There is no warranty or guaranty associated with this video. Viewing this video does not constitute an engagement with RIA Compliance Consultants, Inc. and should not be considered a substitute for engaging a compliance professional. For more information about RIA Compliance Consultants, Inc. and our services, please visit www.ria-compliance-consultants.com
Views: 4317 RIACompliance
Video About Conducting An Annual Review of an SEC Registered Investment Adviser
 
09:26
This video provides tips for conducting an annual review for an SEC investment adviser. For more compliance tips visit www.ria-compliance-consultants.com. During this video, RIA Compliance Consultants discusses the requirement under the Investment Advisers Act of 1940 and similar state regulations for an investment advisor to conduct an annual review of its written compliance policies and procedures. One of our compliance consultants discuss who should be involved in an investment advisor's annual compliance review process and the purpose of conducting the review. This webinar also focus on providing tactical tips for a chief compliance officer conducting an annual compliance review and documenting his or her findings. RIA Compliance Consultants, Inc. is a compliance consulting firm. It is not a law firm and does not provide legal services. This video is offered only for educational purposes, is limited, and may not apply to an investment adviser's specific situation. There is no warranty or guaranty associated with this video. Viewing this video does not constitute an engagement with RIA Compliance Consultants, Inc. and should not be considered a substitute for engaging a compliance professional. For more information about RIA Compliance Consultants, Inc. and our services, please visit www.ria-compliance-consultants.com
Views: 1298 RIACompliance
IFA.tv - Brokerage vs. Registered Investment Advisor Account - Show 141
 
02:25
When it comes to your money, does your financial advisor have a conflict of interest? While you think it couldn’t be possible that they do, watch this video to understand the different between a Brokerage account and a Registered Investment Advisor account.  Watch the Index Fund Advisor’s Video to learn more. IFA.com: http://ifa.com Take the Risk Capacity Survey: http://ifarcs.com Complete the Retirement Analyzer: http://ifa.com/ra Call 888-643-3133 http://facebook.com/ifadotcom - http://IFAtwitter.com IFA.tv provides webcasts explaining the investing strategies of IFA.com and Mark Hebner's book, Index Funds: The 12-Step Recovery Program for Active Investors, with Foreword by Nobel Laureate Harry Markowitz. See hard cover: http://IndexFundsBook.com The iBook here: http://IndexFundsiBook.com The Kindle edition here: http://IndexFundsKindle.com
Why SEBI Registered Investment Advisor
 
02:03
When looking for Certified Financial Planners (CFP) are the best choice across the globe to get
What is a Registered Investment Advisor (RIA) and Do I Need One?
 
01:00
Paradigm founder Bill Strand touches on the important difference between the fiduciary responsibilities of a Registered Investment Advisor (RIA) to that of other financial advisors and why that might be important to you.
Views: 229 Paradigm
Money Minutes | Will Sebi-registered investment advisers make any difference?
 
05:36
It has been eight months since Sebi issued the Investment Adviser Regulations 2013. 11 individuals / firms have registered. Mint's Krishna Merchant and Kayezad E Adajania discuss the implications of the regulations
Views: 1634 Mint
Going Independent As A Financial Advisor - Registering With The SEC Or State(s)
 
07:17
www.advisorproducts.com A general discussion of the registration requirements for a Financial Advisor starting an independent firm.
Views: 253 Andrew Gluck
When Do You Have To Get Licensed As A Financial Advisor?
 
15:34
An "#OfficeHours with Michael Kitces" Periscope, looking at when you have to get licensed as a financial advisor. For further details, see https://www.kitces.com/blog/registered-investment-adviser-requirements-series-65-exam-timing/
Views: 3603 Michael Kitces
The Switch for MId-Sized Investment Advisers from SEC to State Registration
 
09:43
This video covers the SEC's new rule switching mid-size investment advisers from SEC to state registration. RIA Compliance Consultants discusses certain requirements and deadlines under the SEC new switch rule for mid-size investment advisers ($25 million to $100 million of assets under management). This video is offered only for educational purposes, is limited (not a thorough analysis of the subject), could be out of date, and may not apply to an investment adviser's specific situation. There is no warranty or guaranty associated with this video. Viewing this video does not constitute an engagement with RIA Compliance Consultants, Inc. and should not be considered a substitute for engaging a compliance professional. For more information about RIA Compliance Consultants, Inc. and our services, please visit www.ria-compliance-consultants.com
Views: 190 RIACompliance
Financial Advisor inTransition - Registered Investment Advisor
 
02:17
A financial advisor is a professional who suggests and renders financial services to clients based on their financial situation. In many countries Financial Advisors have to complete specific training and hold a license to provide advices. In the United States for example a financial advisor carries a Series 65 or 66 license and according to the U.S. Financial Advisors Industry Regulatory Authority , license designations and compliance issues must be reported for public view. FINRA describes the main groups of investment professionals who may use the term financial adviser to be a financial brokers, investment advisers, accountants, lawyers, insurance agents and financial planners. Financial advisers typically provide clients/customers with financial products and services, depending on the licenses they hold and the training they have had. For example, an insurance agent may be qualified to sell both life insurance and variable annuities. A broker may also be a financial planner. A financial adviser may create financial plans for clients or sell financial products, or a combination of both. They also provide some insight on savings Luis Rosa CFP, EA Certified Financial Planner Advisor Transition https://youtu.be/eQAMAdSWl8I For more information or financial advice log on to or contact: http://advisorbusinesssolutions.com/ Phone: 562-439-4804 Phone: 626-791-9657 Video By Ross Jordan www.EDITyourVIDEO.com
Views: 582 Ross Jordan
Adam Tracy Explains Investment Advisor Registration for Crypto Fund Managers
 
04:02
The bitcoin lawyer Adam Tracy explains SEC investment advisor registration for cryptocurrency hedge fund managers --- A former competitive rugby player, serial entrepreneur and, trader attorney, Adam S. Tracy offers over 17 years of progressive legal and compliance experience in the areas of corporate, commodities, cryptocurrency, litigation, payments and securities law. Adam's experience ranges from commodities trader for oil giant BP, initial public offerings, M&A, to initial coin offerings, having represented both startups to NASDAQ-listed entities. As an early Bitcoin adapter, Adam has promoted growth of cryptocurrency and offers a unique approach to representing crypto-clients. Based in Chicago, IL, Adam graduated from the University of Notre Dame with dual degrees in Finance and Computer Applications and would later obtain his J.D. and M.B.A. from DePaul University. Adam lives outside Chicago with his six animals, which is illegal where he lives. Bitcoin website: http://www.bitcoin-lawyer.org Primary website: http://www.tracyfirm.com Twitter: https://twitter.com/TracyFirm Youtube: https://www.youtube.com/channel/UCVOa8Iy_RIkmRPwuQliPKfw Linkedin: https://www.linkedin.com/in/adamtracy/ Facebook: https://www.facebook.com/thetracyfirm/ Instagram: @adamtracyattorney Telegram: @adam_tracy Skype: @adamtracyesq Email me: [email protected]
Views: 109 Adam S. Tracy
OakPath - An Independent Registered Investment Advisor
 
02:34
With over 20 years of global investment management experience, OakPath offers unparalleled retirement plan solutions and services while saving our clients up to 50% of annual plan costs.
Views: 96 Katie Flynn
share market me invest karne se pahle jarur jan le ye 2 bate
 
06:02
demat account kholne se pahle jarur jan le ye 2 bate definition of sebi equity brokers form a sebi grievance status how to become a stockbroker in india how to become stockbroker in india how to check sebi registration number how to check sebi registration with sebi how to check sebi approved brokers of sebi how to get sebi registration how to know stock broker registration with sebi how to check indian share broker list kaise malom kare ki share broker sebi se register hai ya nahi kaise lagaye ki share broker sebi se register hai ya nahi kaise jane ki share broker sebi se register hai ya nahi indian share broker list indian share brokers list indian share market brokers list indian stock brokers indian stock brokers list indian stock market brokers list investment brokers in india investment karne se pahle jarur jan le ye 2 bate list of brokers registered with sebi list of companies registered under sebi list of companies under sebi list of registered investment advisors sebi list of registered stock brokers in india list of sebi registered brokers list of sebi registered investment advisers list of sebi registered investment advisors list of share brokers in india list of stock brokers in india list of stock brokers in mumbai list of stock brokers registered with sebi list of stock broking companies ahmedabad list of stock broking companies in india list of stock broking firms in india listed companies in sebi nse registered brokers nse registered brokers list nse registration registered brokers registered brokers with sebi registered investment advisor sebi registered stock registered stock brokers registration of stock brokers role of sebi in india role of sebi in stock market sbi new pension scheme sebi approved brokers list sebi approved company list sebi authorised broker list sebi company list sebi company search sebi complaint sebi complaint against broker sebi complaint contact number sebi customer care email id sebi email id sebi financial advisor sebi full form and meaning sebi full form in stock market sebi guidelines for stock brokers sebi investment advisor sebi investment advisor list sebi investment advisor registration sebi list of companies sebi list of investment advisers sebi list of registered investment advisors sebi listed companies sebi listed company sebi registered advisory company sebi registered advisory company list sebi registered brokers sebi registered brokers list sebi registered company sebi registered company list sebi registered company name sebi registered forex brokers sebi registered funds sebi registered intermediaries sebi registered investment adviser sebi registered investment advisers list sebi registered investment advisor sebi registered investment advisor list sebi registered mutual funds sebi registered research analyst list sebi registered stock advisory company sebi registered stock brokers sebi registered stock brokers list sebi registration sebi registration company list sebi registration fees sebi registration for investment advisers sebi registration no sebi registration number sebi registration number check sebi registration number search sebi rules and regulations for stock brokers sebi rules for stock advisory company sebi stands for sebi under company list share brokers in india share market brokers list in india share market registration shares to buy tomorrow stock broker stock broker india stock brokers list stock broking companies in india stock market brokers in india stock market registration stock market sebi what is mean by sebi who is sebi
How financial and investment advisors get paid
 
03:00
One of the key questions people should ask when they first start to work with a financial planner or investment advisor is how they get paid for their services. There are basically four types of compensation plans for financial advisors. Kelly Gares, Investment Specialist at BlueShore Financial discusses these four compensation types and the implications of each. Above all, you want to ensure you have the right fit with your advisor, that you trust him or her, and that your relationship is collaborative and beneficial. For more information about choosing a financial advisor, visit us online https://www.blueshorefinancial.com/Advisors/LifeSpringFinancialPlanning/ChoosingAFinancialAdvisor/
Views: 3174 BlueShore Financial
Registered Investment Advisor (RIA)
 
00:51
An RIA (Registered Investment Advisor) is a professional, independent advisory firm that offers personalized financial advice to its clients, many of whom are affluent. RIAs are not employed by a broker-dealer, and most do not sell proprietary or commission-based products. RIAs have a fiduciary responsibility to put their clients’ interests ahead of their own. Financial Synergies is a Registered Investment Advisor. The vast majority of “financial advisors” are not.
Registered investment advisor.mp4
 
00:52
http://www.paulcomstockpartners.com For over 25 years, Paul Comstock Partners has been providing independent, fee-only financial advice and investment services to individuals, families, foundations, and institutions. The company was listed in the Top 50 Financial Advisors at Forbes in 2008 and 2009.
Views: 26 zandra716
RIA Registrar Registration Testimonial
 
02:21
http://www.riaregistrar.com/ Tim used RIA Registrar to help get his firm registered in the State of Texas. He found that RIA Registrar was able to help him because of our extensive experience - we have helped RIA firms register in almost ever state! Mike's experience with RIA Registrar helped ease his mind about the complex rules and regulations surrounding registering his RIA firm, and we helped make it easy for him to do while he focused on the other important aspects of his business. Hear from Tim, Mike and others about their registration experiences in this short video. About RIA Registrar: RIA Registrar has individuals dedicated to the RIA registration process at both the state and federal levels. We come from various business backgrounds, such as law firm administration, financial planning, licensing, and the insurance, investments and health care fields. All of us are devoted to making the registration process as smooth as possible. If you are an established firm, RIA Registrar takes the reins in order to keep you on the right road to compliance. We bring a wealth of knowledge and experience to you garnered from years of experience working in the "back office."
Views: 234 RIA Registrar
Registered Investment Advisor firm
 
01:28
The SEC describes a fiduciary like this. "A fiduciary has an affirmative obligation to put client's interests above his or her own. As a result, a fiduciary acts in the best interests of the client, even if it means putting a client's interest above his own. A fiduciary standard is an affirmative obligation of loyalty and care that continues through the life of the relationship between the adviser and the client, and it controls all aspects of their relationship." The client's best interest comes first and it is the only interest that matters.
Views: 313 Mark K. Lund
IRA Crash Course - Kyle Davis Financial Advisor Orlando FL
 
04:37
IRA's are one of the most popular accounts out there for retirement planning and investing! The problem I find is that nobody really knows the rules about how they work and what you should expect! In this video, Kyle explains the rules, advantages, and disadvantages to using IRA accounts to help in your retirement planning. Due to regulatory compliance, comments have been disabled on all existing and future videos. Please contact me directly with questions or comments! Kyle A. Davis, ChFC® is a financial advisor in Orlando, FL. Owner and founder of Integrity Financial Group. Visit his website www.financialservicesamerica.com for additional resources, to ask a questions, or schedule a consultation. Integrity Financial Group 12301 Lake Underhill Rd. Suite #213 Orlando, FL 32828 (407) 271-8029 Follow Kyle and Integrity Financial Group on: Facebook: https://www.facebook.com/IntegrityFinancialGroupLLC Twitter: https://twitter.com/kylefinancial Google+: https://plus.google.com/u/1/b/100951444235876510068/+FinancialservicesamericaFL/posts Service Areas: Investments Life Insurance Retirement Planning Tax and Business Strategy See what working with a financial advisor can do for you! Call us today! “Investment advisory services offered through Regal Investment Advisors, an SEC Registered Investment Advisor. Integrity Financial Group is independent of Regal Investment Advisors. Registration as an investment adviser does not imply any level of skill or training. Integrity Financial Group may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Integrity Financial Group’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Integrity Financial Group’s web site on the Internet should not be construed by any client and/or prospective client as Integrity Financial Group’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Integrity Financial Group with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Integrity Financial Group does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Integrity Financial Group web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Certain portions of Integrity Financial Group’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Integrity Financial Group’s (and those of other investment and non-investment professionals) positions and/or opinions as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current positions and/or opinions. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Integrity Financial Group, or from any other investment professional. Integrity Financial Group is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Each client and prospective client agrees, as a condition precedent to his/her/its access to Integrity Financial Group’s web site, to release and hold harmless Integrity Financial Group, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Integrity Financial Group. Personnel of Integrity Financial Group hold the designations or educational experience referenced in the website. In addition, Integrity Financial Group itself is a member of certain organizations referenced in the website. You may request a copy of the Brochure Supplements for the personnel of Integrity Financial Group for additional information regarding the education, business experience and professional designations of the investment adviser representatives of Integrity Financial Group.”
Services for Registered Investment Advisor or RIA's
 
01:50
If you want to establish yourself as an RIA, Broker WebStation, through WallStreet*E an independent broker dealer, is uniquely positioned to help you make the transition. Our in-depth knowledge, years of experience and top-notch resources are exactly what you need to succeed.
Views: 377 wallstreetetv
What to Expect from Your Investment Advisor
 
01:18
Learn about new information that your registered investment advisor must provide in client relationship documents you receive. Find out more at https://www.investright.org/investor-news/crm2-video-series-what-to-expect-from-your-advisor/ The changes to reporting requirements are part of the Client Relationship Model 2 (CRM2) initiative. Before your registered investment advisor first buys or sells an investment for you, they must provide you with information a reasonable client would think important about your relationship with them. Overall, they must deal with you fairly, honestly, and in good faith. Know that a good advisor won’t dodge your questions. It’s their job to explain things in a way that makes sense to you.
Views: 1809 BCSCInvestRight
Registered Investment Advisor gives truth in cost and fees for mutual funds
 
03:30
http://www.MySummitWealth.com Dr. Mitch Levin with the Registered Investment Advisor (RIA), Summit Wealth Management, shows how the difference between average fees and costs in a mutual fund compared to what can be really done. Summit Wealth is comprised of certified financial planners (CFP) and wealth preservation experts that specialize in retirement planning and investment strategies. To learn more about Summit Wealth you can watch our other videos, visit our website http://www.MySummitWealth.com, or call 877.977.2252. The comment postings on this website are the personal statements of their author and do not necessarily represent the opinions, strategies or views of Summit Wealth Management, Inc. This video and comments are not intended to provide any form of investment, wealth management, tax or legal advice in general or on specific matters.
Views: 1332 MySummitWealth
WELCOME! - Kyle Davis Financial Advisor Educational Videos
 
01:35
Let’s face it! When it comes to personal finance, there’s a whole lot of information out there on TV, Radio, and the Internet. It’s easy to feel OVERWHELMED, CONFUSED, and INTIMIDATED! Starting RIGHT NOW, I’m going to help you cut through all of the noise and build a solid foundation for personal financial wellness, using high-quality educational videos! Make sure you reach out if you need one-on-one attention or have a question! Don’t be a stranger! Due to regulatory compliance, comments have been disabled on all existing and future videos. Please contact me directly with questions or comments! Kyle A. Davis, ChFC® is a financial advisor in Orlando, FL. Owner and founder of Integrity Financial Group. Visit his website www.financialservicesamerica.com for additional resources, to ask a questions, or schedule a consultation. Integrity Financial Group 12301 Lake Underhill Rd. Suite #213 Orlando, FL 32828 (407) 271-8029 Follow Kyle and Integrity Financial Group on: Facebook: https://www.facebook.com/IntegrityFinancialGroupLLC Twitter: https://twitter.com/kylefinancial Google+: https://plus.google.com/u/1/b/100951444235876510068/+FinancialservicesamericaFL/posts Service Areas: Investments Life Insurance Retirement Planning Tax and Business Strategy See what working with a financial advisor can do for you! Call us today! “Investment advisory services offered through Regal Investment Advisors, an SEC Registered Investment Advisor. Integrity Financial Group is independent of Regal Investment Advisors. Registration as an investment adviser does not imply any level of skill or training. Integrity Financial Group may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Integrity Financial Group’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Integrity Financial Group’s web site on the Internet should not be construed by any client and/or prospective client as Integrity Financial Group’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Integrity Financial Group with a prospective client will be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. Integrity Financial Group does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Integrity Financial Group web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly. Certain portions of Integrity Financial Group’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Integrity Financial Group’s (and those of other investment and non-investment professionals) positions and/or opinions as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current positions and/or opinions. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Integrity Financial Group, or from any other investment professional. Integrity Financial Group is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice. Each client and prospective client agrees, as a condition precedent to his/her/its access to Integrity Financial Group’s web site, to release and hold harmless Integrity Financial Group, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Integrity Financial Group. Personnel of Integrity Financial Group hold the designations or educational experience referenced in the website. In addition, Integrity Financial Group itself is a member of certain organizations referenced in the website. You may request a copy of the Brochure Supplements for the personnel of Integrity Financial Group for additional information regarding the education, business experience and professional designations of the investment adviser representatives of Integrity Financial Group.”
Interactive Brokers for Registered Investment Advisors
 
01:01
For more info visit: ibkr.com/advisors
Views: 1224 Interactive Brokers
Johnson Investment Partners, LLC: A Registered Investment Adviser
 
03:20
Curt Johnson discusses Johnson Investment Partners LLC's history and our commitment to a disciplined research process as a Registered Investment Adviser. If you need additional information please email us @ [email protected]
Views: 520 Curt Johnson